201708.16
0

Roger Zullo & LPL Financial – Allegedly Defrauding Clients, Selling Customers Unsuitable Variable Annuities, and Falsifying Client Suitability Profiles

Roger S. Zullo and His Firm LPL Financial Allegedly Falsified Client Financial Suitability Profiles, Defrauded His Clients, and Purportedly Sold His Customers– Many of whom Were Senior Citizens– Unsuitable Variable Annuities; Roger S. Zullo Allegedly Brought in $1.8 million in Commissions Roger Salvatore Zullo, a Boston securities broker, allegedly defrauded his clients and falsified client financial suitability…

201707.06
0

Kyle Harrington and Linda Milberger – Alleged Concealment of Undisclosed Private Securities Transactions

Kyle P. Harrington Allegedly Concealed Undisclosed Private Securities Transactions from National Securities Corporation; Linda Milberger Also Allegedly Gave Assistants to Fabricate False Documents to Submit to FINRA to Hide the Aforementioned Misconduct Kyle Harrington allegedly concealed undisclosed private securities transactions from National Securities Corporation while Linda Milberger allegedly helped create false documents to submit to FINRA to…

201706.26
0

CenturyLink Inc. & Heidi Heiser – High-Pressure Sales Culture

Heidi Heiser, a Former Customer Service and Sales Agent for CenturyLink from August 2015 to October 2016, Allegedly Lost Her Job after Blowing the Whistle during the Course of a Companywide Question-and-answer Session on an Internal Message Board Heidi Heiser alleges that her job at CenturyLink was terminated soon after notifying Chief Executive Officer Glen Post of…

201706.24
1

Wells Fargo—Inappropriate Changes to Mortgages

Wells Fargo’s Mortgage Office, Following a Huge Scandal in Its Consumer Division, Mortgage Office, Allegedly Implemented Unauthorized Alterations to Home Loans Owned by Customers in Bankruptcy Well Fargo’s Mortgage office allegedly implemented unauthorized alterations to home loans which were owned by clients facing bankruptcy, according to a new Class Action Suit currently under review by…

201706.16
0

Mark Sellers, John Scott Elliott—Ponzi Scheme

Mark Sellers Allegedly Ran a Ponzi Scheme in Collaboration with John Scott Elliott of Ameriprise Financial; Elliott  Allegedly Sold Investments in Selden Companies LLC, a Kansas City, Missouri-area based Firm Did you or a loved one lose money investing in Selden Companies LLC? Mark Sellers allegedly operated a Ponzi scheme, according to an Action from the…

201705.23
0

Matthew Harriton—Hamilton Investment Scheme

Matthew Harriton, along with Joseph Meli, 875 Holdings, LLC, 127 Holdings, LLC, Advance Entertainment, LLC, and Advance Entertainment II, LLC Allegedly Took in $81 Million from at Least 125 Investors in 13 States as an Element of Investment in the Resale of Tickets for Shows such as the Broadway Musical Hit Hamilton Matthew Harriton, as…

201705.22
0

Emilio Francisco & PDC Capital Group, LLC— Investment Fraud Scheme

Emilio Francisco & PDC Capital Group, LLC Allegedly Orchestrated a $9.5 Million Investment Fraud Scheme Emilio Francisco & PDC Capital Group, LLC, allegedly operated an investment scheme which purportedly defrauded up to 131 investors in 19 different offerings out of at least $9.5 million, according to an SEC Complaint presently under review by attorneys Alan…

201705.11
0

TRAFFIC MONSOON’S ALLEGED SCAM IS THE SUBJECT OF A NEW FEDERAL COURT CASE FILED BY PEIFFER ROSCA WOLF ATTORNEYS

Traffic Monsoon and Charles Scoville are alleged to have operated a fraudulent scam that affected over 160,000 members/investors in Traffic Monsoon throughout the world.  Last July, the Securities and Exchange Commission filed a complaint against Traffic Monsoon that alleges that Traffic Monsoon raised over $200 million through the pyramid-like scam. The federal court appointed a…

201705.04
0

Thomas Edward Andrews— Fraudulent Theft of Investment Funds

Thomas Edward Andrews, with the Purported Help of Scott Walter Christensen, Allegedly Defrauded 23 Investors, Most of Whom Were from a Small Utah Community; Andrews Allegedly Solicited Investors to Put $8.38 million of Savings and Retirement Funds into Two Investments, “the Jackson Trust” and “the Lincoln” Thomas Edward Andrews, a former registered representative of LPL…

201705.02
0

Capitol Equity FX LLC, Robert Leland Johnson IV, Marisa Elena Johnson– Misappropriation of Pool Participants’ Funds

Capitol Equity FX LLC and its Principals and Agents, Robert Leland Johnson IV and Marisa Elena Johnson Allegedly Misappropriated the Entirety of Pool Participants’ Funds by Allegedly Depositing Pool Participants’ Funds into their Own Personal Bank Accounts and by Trading Pool Participants’ Funds in their Personal Trading Accounts Capitol Equity FX LLC and its principals and agents, Robert Leland…