Roger Zullo—Fraud Scheme Charges

Roger Zullo Allegedly Took Part in Sales of Costly Variable Annuities to Retirees and Health Care Workers Which Brought in as Much as $1.8 Million in Commissions Roger S. Zullo, an investment adviser with Boston’s LPL Financial, allegedly made sales of variable annuities to health care employees and retirees, bringing in approximately $1.8 million in…


Peiffer Rosca Wolf Files Second Federal Class Action Lawsuit Against Walden University

The Peiffer Rosca Wolf Firm filed a second federal class action lawsuit in the United States District Court for Minnesota, on December 2, 2016, alleging Walden University and Laureate International Universities, commonly known simply as “Walden,” violated doctoral students’ rights by falsely promising students a specific, and relatively short, time for completion of the doctoral…


Davis Escarcega – Material Misrepresentations

Davis Escarcega Allegedly Made Materially False and Misleading Statements to seven customers in connection with their purchase of securities Totaling Approximately $4.1 Million Davis Joseph Escarcega, of Phoenix, Arizona, allegedly made false and misleading material misrepresentations to investors which totalled approximately $4.1 million, according to a FINRA Complaint from the Department of Enforcement presently being…


Dawn Bennett—Investment Fraud Allegations

Dawn Bennett Allegedly Failed to Testify in an Investigation of Possible Fraud Related to Her Clothing Company, DJBennett.com Dawn Bennett allegedly failed to provide testimony in an investigation of possible fraud related to her clothing company, DJBennett.com, according to a FINRA Complaint currently under review by attorneys Alan Rosca and James Booker. Bennett allegedly failed…


Firm Fights Back Against Oil Industry On Behalf of Environmental Youth Groups

Files Anti-SLAPP Motion Against Big Oil Last year, Peiffer Rosca Wolf sued the City of Los Angeles on behalf of a group called Youth for Environmental Justice.  The basic idea of the case was that Los Angeles was rubber-stamping oil-drilling applications in communities of color (but not elsewhere).  The oil drilling was seriously harming the…


Joseph A. Likens, Joseph A. Likens investors, Joseph A. Likens losses, Joseph A. Likens scheme, Joseph A. Likens lawsuit

Tom Andrews Allegedly Orchestrated an Almost $9 Million Investment Fraud Scheme in Utah; Federal Judge Spurns Andrews’ Plea Deal Tom Andrews allegedly took part in an almost $9 million investment fraud scheme in Utah, according to reports from Utah currently under review by attorneys Alan Rosca and James Booker. Meanwhile U.S. District Judge David Sam…


Ash Narayan — Misappropriation of Client Funds, Investment Fraud

Ash Narayan Suspended on an Interim Basis by the Certified Financial Planner Board of Standards, Inc. (CFP Board) Ash Narayan is facing an interim suspension from the Certified Financial Planner Board of Standards, Inc. (CFP Board), according to CFP documents currently being reviewed by attorneys Alan Rosca and James Booker. As of October 25th the…


Peiffer Rosca Wolf and the Council on American-Islamic Relations in Missouri (CAIR-MO) File Nationwide Class Action Lawsuit Against Securitas

The Peiffer Rosca Wolf Firm and the Council on American-Islamic Relations in Missouri filed a federal, nationwide, class-action lawsuit in the United States District Court for the Eastern District of Missouri, located in St. Louis, Missouri, on October 21, 2016, alleging Securitas Security Services, USA, Inc. and Securitas Security Services, Inc., commonly known simply as “Securitas,”…


United Development Funding IV Investors Represented by Peiffer Rosca Wolf Attorneys File Cases Against Brokerage Firms for Improper Recommendations

United Development Funding IV investors represented by Peiffer Rosca Wolf securities lawyers have filed claims against brokerage firms that improperly sold unsuitable UDF IV products. The UDF investors are seeking the return of their funds lost due to the inappropriately recommended UDF IV products. Brokerage firms are required to recommend only products which are appropriate…