201704.04
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James Kolf—Investment Fraud Charges

James Kolf Allegedly Operated a $1 Million Investment Scheme; Kolf Allegedly Solicited His Existing Customers at New England Securities to Invest in SFN Financial Network James Kolf, 64, allegedly operated a $1 million investment scheme, according to an Indictment filed in U.S. District Court in Madison, Wisconsin currently under review by attorneys Alan Rosca and…

201704.03
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Daniel Glick— Investment Fraud

Daniel H. Glick Allegedly Operated a Multi-million Dollar Scheme which Purportedly Took Advantage of Senior Citizens; Glick Obtained Power of Attorney on Behalf of His Senior Clients and His Companies Allegedly Diverted Investor Funds for Improper Purposes Daniel Glick allegedly ran a multi-million dollar scheme which allegedly took advantage of senior citizens, according to an…

201703.10
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Terminus—Investment Fraud

Terminus, a California Penny Stock Company, Raised $7.9 Million While Allegedly Misleading Investors Regarding the Research, Development, and Profitability of their Purported Business to Manufacture Power Generation Products Such as Fuel Cells Terminus, a California Penny Stock Company, allegedly misled investors regarding the research, development, and profitability of their purported business to manufacture power generation…

201702.28
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Patrick Howard – Fraud Charges/Fraudulent Offering

Patrick O. Howard and Dallas-based Optimal Economics Capital Partners, LLC Allegedly Used New Investor Money in Order to Make Ponzi-like Payments to Previous Investors Have you or a loved one lost funds investing in OE Capital Ventures LLC? Several Peiffer Rosca Wolf securities practice lawyers are investigating investment recovery options on behalf of investors in…

201701.11
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Peiffer Rosca Wolf Receives Final Approval of Class Action Settlement on Behalf of T.G.I. Friday’s Employees in Missouri, Illinois, Kansas, and Oklahoma

On January 9, 2017, the United States District Court for the Southern District of Illinois granted final approval to a class action settlement in the case Volz, et al. v. Tricorp Management Company, et al.; No 16-cv-00627. In July 2016, after a year of litigation, the parties reached a class settlement which provides for a…

201612.27
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Patrick Carter and 808 Renewable Energy Corp.—Investment Fraud

808 Renewable Energy Corp. and its founder and CEO Patrick Carter Allegedly Misled Investors and Ran a $30 Million Fraud Scheme 808 Renewable Energy Corp. and its CEO and founder Patrick Carter the founder and CEO of 808 Renewable Energy Corp., allegedly operated a fraud scheme using their own investors, according to recent SEC Documents…

201612.22
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Roger Zullo—Fraud Scheme Charges

Roger Zullo Allegedly Took Part in Sales of Costly Variable Annuities to Retirees and Health Care Workers Which Brought in as Much as $1.8 Million in Commissions Roger S. Zullo, an investment adviser with Boston’s LPL Financial, allegedly made sales of variable annuities to health care employees and retirees, bringing in approximately $1.8 million in…

201612.13
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Peiffer Rosca Wolf Files Second Federal Class Action Lawsuit Against Walden University

The Peiffer Rosca Wolf Firm filed a second federal class action lawsuit in the United States District Court for Minnesota, on December 2, 2016, alleging Walden University and Laureate International Universities, commonly known simply as “Walden,” violated doctoral students’ rights by falsely promising students a specific, and relatively short, time for completion of the doctoral…

201611.29
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Davis Escarcega – Material Misrepresentations

Davis Escarcega Allegedly Made Materially False and Misleading Statements to seven customers in connection with their purchase of securities Totaling Approximately $4.1 Million Davis Joseph Escarcega, of Phoenix, Arizona, allegedly made false and misleading material misrepresentations to investors which totalled approximately $4.1 million, according to a FINRA Complaint from the Department of Enforcement presently being…