Current Cases

201403.24
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Prock v. Thompson National Properties, LLC, et al.

Prock v. Thompson National Properties, LLC, et al., a securities class action filed on behalf of investors in the TNP 6700 Santa Monica Boulevard, a real estate investment program that raised approximately $17 million from the investing public. Claims are predicated upon alleged material misrepresentations and omissions in the program’s offering documents by its sponsor…

201403.24
0

Diebold v. Northern Trust Investments

Diebold v. Northern Trust Investments, a case brought on behalf of a class of approximately 1,500 ERISA plans alleging that an ERISA fiduciary violated its fiduciary duty by making imprudent investment decisions and charging excessive fees in connection with its securities lending programs. The parties in the case have recently agreed to a settlement, which…

201402.05
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Indiana Investment Professional Charged with Fraud

Lynn A. Simon, an Evansville investment adviser, has been charged with securities fraud for allegedly swindling investors in his area of more than $1 million. Investigation by securities lawyers Alan Rosca and Joe Peiffer established that Lynn Simon was a licensed investment professional, working out of a Kokomo, Indiana branch office. Simon also operated a…