Securities

 

We represent individual and institutional investors who have suffered financial losses as a result of investment fraud, federal securities law violations, Ponzi schemes, broker misconduct, unsuitable investment recommendations, and abusive practices by financial institutions.

We have the expertise to tailor our representation of clients to their specific needs. Depending on the circumstances of each particular matter, we may represent clients in class actions, derivative actions, group cases, or individually. We prosecute cases on our clients’ behalf, in federal or state court or FINRA arbitration, against members of the financial industry nationwide.

We have helped thousands of investors, as well as municipalities and charities, that have suffered substantial losses because of questionable investment advice, misconduct, securities law violations, and fraudulent investment practices or products. We have experience prosecuting international cases and have had a considerable number of clients around the world.

Practice Chairs

Alan Rosca
Tel: (216) 570-0097
E-mail: arosca@prwlegal.com


Joe Peiffer
Tel: (504) 586-5259
E-mail: jpeiffer@prwlegal.com