201711.20
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Adams v. Securities America and David McFadden

Representative Cases – The firm’s lawyers obtained an award of more than $20 Million on behalf of 32 Louisiana and Mississippi investors (32 Exxon Mobile retirees). This award is one of the top-10 FINRA awards ever given against a solvent defendant. Ultimately, our firm represented over 150 Louisiana and Mississippi residents and settled for an…

201711.20
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Thompson National Properties

Representative Cases – Attorneys Alan Rosca and Joe Peiffer filed two securities class actions on behalf of investors in two programs sponsored by Thompson National Properties (TNP), TNP 6700 Santa Monica Boulevard (also known as “TNP Kodak”) and TNP 2008 Participating Notes. In the complaints they filed on behalf of investors, attorneys Rosca and Peiffer…

201711.16
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Gopi Vungarala —False and Misleading Statements

Gopi Krishna Vungarala Allegedly Made False and Misleading Statements to a Native American Tribe and Purportedly Persuaded the Tribe to Invest Hundreds of Millions of Dollars in Non-traded Real Estate Investment Trusts and Business Development Companies but Failed to Disclose that He and His Firm Received Commissions on the Sales Gopi Vungarala, from at least June 2011 through January…

201711.10
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Retired Rochester, NY Teacher Awarded Over $450,000

American Portfolios Financial Services, Inc. of Holbrook (NY) Found Liable [Rochester, NY] Jason Kane of Peiffer Rosca Wolf’s victory for Elizabeth (Libby) Jachles was recently picked up and covered by 13WHAM in Rochester, NY. Libby Jachles is a retired Brighton teacher who sought financial advice because she didn’t have the time or knowledge to do…

201711.09
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Retired Rochester, NY Teacher Awarded Over $450,000

Retired Rochester (NY) Teacher Awarded Over $450,000 American Portfolios Financial Services, Inc. of Holbrook (NY) Found Liable ROCHESTER, NY (November 6, 2017) — On November 2, 2017, a Financial Industry Regulatory Authority (“FINRA”) Arbitration Panel awarded Elizabeth Jachles (“Libby”), a retired Brighton teacher, $461,377.15 to be paid by American Portfolios Financial Services, Inc.  The award is the…

201710.13
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Collective Class Action Against Genghis Grill Restaurant Filed by Peiffer Rosca Wolf Conditionally Certified

Collective Class Action Against Genghis Grill Restaurant Filed by Peiffer Rosca Wolf Conditionally Certified ST. LOUIS and MEMPHIS, Tenn., Oct. 10, 2017 /PRNewswire/ — On October 4, 2017, the United States District Court for the Western District of Tennessee, located in Memphis, issued an order conditionally certifying a collective class of current and former employees of a Genghis Grill restaurant located in Germantown, Tennessee. This comes…

201710.06
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Sonya Camarco— Alleged Fraud Scheme and Misappropriation of Client Funds

Sonya D. Camarco Allegedly Orchestrated Fraud by Purportedly Making Misappropriations of over $2.8 Million from Her Clients and Customers, Purportedly Including Many Elderly Clients Colorado Springs resident Sonya D. Camarco, has had her assets frozen by the SEC following allegations that, from at least 2004 through August 2017, she allegedly funneled $2.8 million worth of…

201710.04
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Louis Navellier and Navellier & Associates, Inc.— Alleged False Performance Claims in Advertising Materials

Louis Navellier and Navellier & Associates, Inc. Allegedly Issued False Performance Claims in His Advertising Materials Louis Navellier and Navellier & Associates, Inc. from 2010 to 2013, Mr. Navellier allegedly defrauded their clients and prospective clients, by purportedly misleading them regarding the performance track record of the “Vireo AlphaSector” investment strategies that the firm offered…

201710.04
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Yukom / Lee Elbaz— Alleged Binary Options Fraud

Lee Elbaz Allegedly and Other Yukom Employees Allegedly Made False or Misleading Statements Regarding the Safety of Binary Options Investments and of Purported High Returns Lee Elbaz and other Yukom employees allegedly made false or misleading statements regarding the safety of binary options investments, of falsely promising high returns, and of allegedly telling investors they…

201708.16
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Roger Zullo & LPL Financial – Allegedly Defrauding Clients, Selling Customers Unsuitable Variable Annuities, and Falsifying Client Suitability Profiles

Roger S. Zullo and His Firm LPL Financial Allegedly Falsified Client Financial Suitability Profiles, Defrauded His Clients, and Purportedly Sold His Customers– Many of whom Were Senior Citizens– Unsuitable Variable Annuities; Roger S. Zullo Allegedly Brought in $1.8 million in Commissions Roger Salvatore Zullo, a Boston securities broker, allegedly defrauded his clients and falsified client financial suitability…